Universal investment

Results: 892



#Item
761Securities / Security / Stock market / Settlement / Securities Act / Repurchase agreement / Futures contract / Universal Market Integrity Rules / Financial economics / Finance / Investment

Universal Market Integrity Rules Rules & Policies 6.4

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:04:02
762Finance / Stock market / Mathematical finance / Financial regulation / Order / Volume-weighted average price / Best execution / Algorithmic trading / Market maker / Financial markets / Financial economics / Investment

Universal Market Integrity Rules Rules & Policies 5.2

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Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:03
763Securities / Financial system / Canadian Investment Manager / Professional certification in finance / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Securities Act / Exempt market dealer / Financial economics / Business / United States Securities and Exchange Commission

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2014-06-02 14:11:03
764Data Universal Numbering System / Dun & Bradstreet / Identifiers / Loan / Federal Reserve System / Insurance / Loan origination / Financial economics / Investment / Finance

Microsoft Word - Vermont Small Business Loan Program[removed]

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Source URL: www.veda.org

Language: English - Date: 2013-12-19 08:02:37
765Financial regulation / Self-regulatory organizations / Business / Investment Industry Regulatory Organization of Canada / Securities / Economics / Universal Market Integrity Rules / Regulatory capture / Financial adviser / Financial economics / Finance / Investment

Microsoft Word - B IIROC Strategy Document - December[removed]Final dh.doc

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:22:50
766United States Securities and Exchange Commission / Business / Securities / Financial system / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Universal Market Integrity Rules / Securities Act / Exempt market dealer / Financial economics / Canadian Investment Manager / Professional certification in finance

Administrative General Please distribute internally to: Institutional Legal and Compliance

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-09 15:41:04
767Data Universal Numbering System / Mortgage loan / Illinois / Insurance / Financial economics / Investment / ZIP code

[removed][removed] Thank you for your application. If you have questions, please contact your IFA Funding Manager. Our office locations are listed at the end of this form.

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Source URL: www.il-fa.com

Language: English - Date: 2013-10-31 12:46:27
768Investment / Types of insurance / Financial institutions / Institutional investors / Life insurance / Universal life insurance / Whole life insurance / Reinsurance / Actuary / Insurance / Financial economics / Actuarial science

PDF Document

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Source URL: www.naic.org

Language: English - Date: 2012-09-11 09:57:33
769New York Stock Exchange / Dow Jones Industrial Average / Electromagnetism / Electrical engineering / Trading halt / Universal Market Integrity Rules / Circuit breaker / Trading curb / Stock market / Investment / Economy of the United States

Rules Notice Technical UMIR Contact: Michael T. Prior

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:33:38
770Investment / Institutional investors / Insurance / Economics / Social Security / Beneficiary / Corporate-owned life insurance / Universal life insurance / Life insurance / Financial economics / Financial institutions

Clear Form abcd Transfer of Ownership

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Source URL: ben.omb.delaware.gov

Language: English - Date: 2012-03-01 15:03:08
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